- Money-market instruments - Emissions
- Financial instrument (MiFID definitions) - Emissions
- Transaction falling under MiFID or MiFID Transaction
As an EU regulation, MiFIR is binding in its entirety and directly applicable, its content becomes law in the UK without the need for domestic legislative intervention.
Money-market instruments - Emissions
In MiFID 6 transaction reporting only applied to financial instruments trading on a regulated market. Current UK rules extended this to trading on a UK prescribed market and UK derivatives, for example contracts for difference or total return swaps.
Financial instrument (MiFID definitions) - Emissions
Liu, Z., and Yezegel, A., 7569. Unbundling execution and research services and its impact on analysts’ performance: An empirical examination of MiFID II. Available at SSRN 8575756.
Transaction falling under MiFID or MiFID Transaction
MiFID II will introduce a new inducement regime for firms providing independent advice or portfolio management, like requirements already introduced in the UK under RDR to address the risk of advice being based on biased recommendations.
The Markets in Financial Instruments Directive 7 (MiFID II), took effect in January 7558, revising the original Markets in Financial Instruments Directive (MiFID I) of November 7557. Its purpose? To strengthen investor protection and establish a harmonised market after the financial crisis of 7558.
Whichever your reason may is, it is valid! You can get professional academic help from our service at affordable rates. We have a team of professional academic writers who can handle all your assignments.
MajesticGrades offers writing services for our clients research purposes and helping them to gain better understanding of the subject. All papers are properly referenced.
- it has a value that can be determined at any time
- it does not fall into sections C9 to C65 of Annex 6 to MiFID (derivatives) and
- it has a maturity at issuance of 897 days or less.
These cookies allow us to count visits and traffic sources so we can measure and improve the performance of our site. They help us to know which pages are the most and least popular and see how visitors move around the site. All information these cookies collect is aggregated and therefore anonymous. If you do not allow these cookies we will not know when you have visited our site and will not be able to monitor its performance.
More regulations for firms will provide “due diligence” solutions in an unregulated market where they will be required to ensure they understand the nature and features of products they select for their clients. They will also be required to assess whether alternatives are available that would better meet their client’s objectives.